Stephen Jude Maher
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Jude Maher ( ), a licensed former licensee with CE reference AKR035. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-04 | 2014-04-09 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-11 | 2012-11-30 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-16 | 2009-04-24 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-03 | 2004-12-11 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-27 | 2004-06-08 |