Sarah Hau Yee Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sarah Hau Yee Lee (李巧兒), a licensed Representative with CE reference AHC334. Currently licensed at 1 firm(s): AlTi Wealth Management (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 9 - Asset management. This person has 22.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-12-24 | present |
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2004-12-24 | present |
| AlTi Wealth Management (Hong Kong) Limited 安旗財富管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2004-12-24 | present |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sarah Hau Yee Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.