Ruby Pui Kay Siu
蕭珮琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruby Pui Kay Siu (蕭珮琪), a licensed former licensee with CE reference AGW561. This person has 11.4 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-22 | 2023-12-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-09 | 2023-12-15 |
| Lucky Guosheng Securities Limited 幸運國盛證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-15 | 2021-07-22 |
| AS Capital Limited | RO | Type 1 - Dealing in securities | 2019-06-10 | 2019-09-30 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-06-25 | 2018-10-28 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2014-10-24 | 2018-10-28 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-06-30 | 2014-10-24 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-30 | 2014-05-24 |
| SJS Markets Limited | Rep | Type 1 - Dealing in securities | 2006-09-25 | 2007-04-10 |
| SJS Markets Limited | Rep | Type 4 - Advising on securities | 2006-09-25 | 2007-04-10 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-15 | 2005-12-16 |
| FIL Investment Advisors | Rep | Type 9 - Asset management | 2004-06-07 | 2005-12-16 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2004-06-07 | 2005-12-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-05-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-05-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-05-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ruby Pui Kay Siu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.