Philip Wheeler Stockton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Wheeler Stockton, a licensed former licensee with CE reference AGO028. This person has 22.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Private Capital Limited | RO | Type 4 - Advising on securities | 2006-02-25 | 2026-04-28 |
| Private Capital Limited | RO | Type 9 - Asset management | 2006-02-25 | 2026-04-28 |
| Private Capital Limited | Rep | Type 4 - Advising on securities | 2003-09-05 | 2006-02-25 |
| Private Capital Limited | Rep | Type 9 - Asset management | 2003-09-05 | 2006-02-25 |
| UKFP (Asia) HK Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-04-07 |
| UKFP (Asia) HK Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-07 |
| UKFP (Asia) HK Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-07 |
| UKFP (Asia) HK Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-04-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Philip Wheeler Stockton during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.