Mathew James Bate
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mathew James Bate, CE reference AZY412. Currently licensed at 1 firm(s): Private Capital Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Private Capital Limited |
RO | Type 4 — Advising on securities | 2018-01-29 | present |
| Private Capital Limited |
RO | Type 9 — Asset management | 2018-01-29 | present |
| Private Capital Limited |
Rep | Type 4 — Advising on securities | 2012-08-01 | 2018-01-29 |
| Private Capital Limited |
Rep | Type 9 — Asset management | 2012-08-01 | 2018-01-29 |