Andrew Chi Ming Cheng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Chi Ming Cheng (鄭志明), a licensed Responsible Officer with CE reference AGI759. Currently licensed at 2 firm(s): Alpha Asset Management (HK) Limited, Alpha Financial Group Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 23.4 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alpha Asset Management (HK) Limited 首盛資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2020-11-06 | present |
| Alpha Asset Management (HK) Limited 首盛資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2020-11-06 | present |
| Alpha Financial Group Limited 首盛資本集團有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-10-02 | present |
| Alpha Financial Group Limited 首盛資本集團有限公司 |
RO | Type 1 - Dealing in securities | 2005-10-31 | present |
| Ample Capital Limited 豐盛融資有限公司 |
RO | Type 4 - Advising on securities | 2007-01-02 | 2019-09-30 |
| Ample Capital Limited 豐盛融資有限公司 |
RO | Type 9 - Asset management | 2007-01-02 | 2019-09-30 |
| Ample Capital Limited 豐盛融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2004-08-30 | 2019-09-30 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-08-19 | 2004-08-30 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-08-17 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-08-17 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew Chi Ming Cheng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.