Kam Yu Hung

洪錦儒
CE No. ABE376 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Yu Hung (洪錦儒), a licensed former licensee with CE reference ABE376. Total licence records on file: 29.

Licence history

FirmRoleRegulated activityFromTo
Alpha Financial Group Limited
首盛資本集團有限公司
Rep Type 1 — Dealing in securities 2016-02-11 2025-04-30
China Rise Securities Asset Management Company Limited
華晉證券資產管理有限公司
Rep Type 1 — Dealing in securities 2013-10-02 2014-01-30
Emperor Securities Limited
英皇證券有限公司
Rep Type 1 — Dealing in securities 2012-07-25 2013-09-25
Emperor Futures Limited
英皇期貨有限公司
Rep Type 2 — Dealing in futures contracts 2012-07-25 2013-09-25
Funderstone Securities Limited Rep Type 1 — Dealing in securities 2012-02-20 2012-06-30
Funderstone Futures Limited Rep Type 2 — Dealing in futures contracts 2012-02-20 2012-06-30
XinKong International Securities Limited
信控國際證券有限公司
Rep Type 2 — Dealing in futures contracts 2010-07-26 2011-05-23
XinKong International Securities Limited
信控國際證券有限公司
Rep Type 1 — Dealing in securities 2010-06-24 2011-05-23
Beijing Securities Limited
北京證券有限公司
Rep Type 1 — Dealing in securities 2010-03-08 2010-06-15
Quest Stockbrokers (HK) Limited
華輝證券有限公司
Rep Type 1 — Dealing in securities 2009-09-19 2009-10-01
Quest Stockbrokers (HK) Limited
華輝證券有限公司
RO Type 1 — Dealing in securities 2009-03-19 2009-09-19
CITIC Securities Futures (HK) Limited
中信証券期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2007-07-26 2009-02-14
CITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司
Rep Type 1 — Dealing in securities 2005-11-15 2009-02-14
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 1 — Dealing in securities 2005-03-16 2005-09-27
Core Pacific-Yamaichi Securities (H.K.) Limited
京華山一證券(香港)有限公司
Rep Type 1 — Dealing in securities 2005-03-16 2005-09-27
China Reserve Securities Limited
東儲證券有限公司
Rep Type 1 — Dealing in securities 2004-07-14 2004-10-12
Oshidori Securities Limited
威華達證券有限公司
Rep Type 1 — Dealing in securities 2004-05-19 2004-07-12
Oshidori Securities Limited
威華達證券有限公司
Rep Type 4 — Advising on securities 2004-05-19 2004-07-12
Oshidori Securities Limited
威華達證券有限公司
Rep Type 6 — Advising on corporate finance 2004-05-19 2004-07-12
Oshidori Securities Limited
威華達證券有限公司
Rep Type 9 — Asset management 2004-05-19 2004-07-12
China Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
Rep Type 1 — Dealing in securities 2004-02-16 2004-05-18
China Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
Rep Type 4 — Advising on securities 2004-02-16 2004-05-18
China Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
Rep Type 6 — Advising on corporate finance 2004-02-16 2004-05-18
China Everbright Securities (HK) Limited
中國光大證券(香港)有限公司
Rep Type 9 — Asset management 2004-02-16 2004-05-18
JS Cresvale Securities International Limited
日盛嘉富證券國際有限公司
Rep Type 1 — Dealing in securities present 2004-02-11
JS Cresvale Securities International Limited
日盛嘉富證券國際有限公司
Rep Type 4 — Advising on securities present 2004-02-11
JS Cresvale Securities International Limited
日盛嘉富證券國際有限公司
Rep Type 6 — Advising on corporate finance present 2004-02-11
JS Cresvale Securities International Limited
日盛嘉富證券國際有限公司
Rep Type 7 — Providing automated trading services present 2004-02-11
JS Cresvale Securities International Limited
日盛嘉富證券國際有限公司
Rep Type 9 — Asset management present 2004-02-11

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