Siu Wai Lui
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wai Lui (呂少威), a licensed Responsible Officer with CE reference AGH559. Currently licensed at 1 firm(s): Boom Securities (H.K.) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 7 - Providing automated trading services. This person has 23.4 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2021-10-05 | present |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2005-08-01 | present |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
RO | Type 7 - Providing automated trading services | 2005-08-01 | present |
| Win Securities Limited 贏證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-08-01 | 2024-10-03 |
| Win Securities Limited 贏證券有限公司 |
RO | Type 7 - Providing automated trading services | 2005-08-01 | 2024-10-03 |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-05 | 2005-08-01 |
| Win Securities Limited 贏證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-05 | 2005-08-01 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-02-26 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-22 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-13 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Wai Lui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.