Ning Zhang
張宁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ning Zhang (張宁), a licensed former licensee with CE reference AGD246. This person has 11.3 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FountainCap Research & Investment (Hong Kong) Co., Limited 方瀛研究與投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-02-09 | 2017-08-09 |
| FountainCap Research & Investment (Hong Kong) Co., Limited 方瀛研究與投資(香港)有限公司 |
RO | Type 9 - Asset management | 2015-04-27 | 2018-02-23 |
| Poplar Asset Management Limited 保納資產管理有限公司 |
RO | Type 9 - Asset management | 2011-12-13 | 2013-03-15 |
| Boyer Allan Investment Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2006-11-02 | 2011-03-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-04-07 | 2006-02-08 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2004-04-07 | 2006-02-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2004-04-07 | 2006-02-08 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2004-04-07 | 2006-02-08 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2003-06-03 | 2004-03-11 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-03-11 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-13 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-13 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-05-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ning Zhang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.