Robbi Mathie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robbi Mathie ( ), a licensed former licensee with CE reference ANQ501. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 1 — Dealing in securities | 2017-09-13 | 2018-09-07 |
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 2 — Dealing in futures contracts | 2017-09-13 | 2018-09-07 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-07 | 2017-08-09 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-09-07 | 2017-08-09 |
| Global Prime Partners (Asia) Limited |
Rep | Type 2 — Dealing in futures contracts | 2016-06-29 | 2016-08-17 |
| Global Prime Partners (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2016-05-10 | 2016-08-17 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 — Dealing in securities | 2010-03-17 | 2012-02-29 |
| Boyer Allan Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-11-02 | 2008-10-02 |