Alan Shek Lun Tse
謝錫倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Shek Lun Tse (謝錫倫), a licensed former licensee with CE reference AFS797. This person has 19.9 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-04-15 | 2025-08-14 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-09 | 2022-11-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2022-07-29 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-15 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-09-15 | 2022-07-29 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-10-15 | 2015-08-27 |
| Stockwell Commodities Limited 常匯商品期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-10-15 | 2015-08-27 |
| KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-05 | 2009-11-23 |
| Partners Capital Securities Limited 博大證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-14 | 2009-05-25 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-10-31 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-09 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alan Shek Lun Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.