Tau Cheung Cheng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tau Cheung Cheng (鄭導昌), a licensed Responsible Officer with CE reference AFC185. Currently licensed at 3 firm(s): CES Commodities (HK) Limited , China Everbright Securities (HK) Limited, Everbright Securities Investment Services (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 19.6 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-01-24 | present |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-04 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-04 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 4 - Advising on securities | 2016-05-16 | present |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-04 | 2024-02-23 |
| China Everbright Research Limited 中國光大資料研究有限公司 |
RO | Type 4 - Advising on securities | 2017-10-09 | 2018-02-25 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-16 | 2016-05-16 |
| Aletheia Analyst Network Limited | Rep | Type 4 - Advising on securities | 2013-02-06 | 2015-12-09 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-01 | 2012-08-14 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-12 | 2008-05-03 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-09-12 | 2008-05-03 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2006-09-12 | 2008-05-03 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-02-10 | 2008-05-03 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2006-09-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tau Cheung Cheng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.