Chui Ha Janice Tan
譚翠霞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chui Ha Janice Tan (譚翠霞), a licensed former licensee with CE reference AGJ236. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-25 | 2015-11-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-25 | 2015-11-27 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-11-12 | 2011-06-03 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 9 - Asset management | 2008-11-12 | 2011-06-03 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | present | 2007-06-07 |