Andrew Shawn Reynolds
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Shawn Reynolds ( ), a licensed former licensee with CE reference AHF331. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-23 | 2009-03-31 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-07 | 2009-03-31 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | present | 2007-02-01 |