Karen Hoi Yan Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Hoi Yan Lam (林藹茵), a licensed Responsible Officer with CE reference AEY346. Currently licensed at 2 firm(s): Vision Finance Asset Management Limited, Vision Finance International Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 23.3 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-19 | present |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-12-19 | present |
| Vision Finance International Company Limited 睿智金融國際有限公司 |
RO | Type 1 - Dealing in securities | 2007-11-29 | present |
| Vision Finance International Company Limited 睿智金融國際有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-11-29 | present |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
RO | Type 1 - Dealing in securities | 2006-05-26 | 2008-01-09 |
| Vision Finance (Capital) Limited 匯金(資本)有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-05-26 | 2008-01-01 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 1 - Dealing in securities | 2003-07-16 | 2006-04-24 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 6 - Advising on corporate finance | 2003-07-16 | 2006-04-24 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-07-16 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Karen Hoi Yan Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.