Shirley Sui-Wei Hsu
許穗煒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shirley Sui-Wei Hsu (許穗煒), a licensed former licensee with CE reference AHF797. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-22 | 2025-12-15 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-10-22 | 2025-12-15 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-10 | 2020-02-01 |
| Pine Star Asset Management Limited 高陞資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-07-10 | 2020-02-01 |
| UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-20 | 2017-03-30 |
| UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-02-20 | 2017-03-30 |
| UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-24 | 2015-01-20 |
| UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-07-24 | 2013-01-24 |
| UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-21 | 2012-07-24 |
| UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-06-21 | 2015-01-20 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-01 | 2011-12-01 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-01 | 2011-12-01 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-12-01 | 2011-12-01 |
| Vision Finance International Company Limited 睿智金融國際有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-10 | 2010-12-01 |
| Vision Finance International Company Limited 睿智金融國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-06-10 | 2010-12-01 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-06-21 | 2006-03-29 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-03 | 2006-03-29 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-16 | 2003-10-30 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-16 | 2003-10-30 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-13 |