Lap Kwan Lau
劉立君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Kwan Lau (劉立君), a licensed former licensee with CE reference AEU810. This person has 19.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southlake Fund Management (Hong Kong) Limited 嵐湖基金管理(香港)有限公司 |
RO | Type 9 - Asset management | 2017-06-27 | 2022-08-30 |
| Hua Yu Investment Management Limited 華禹投資管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-09-09 | 2017-05-11 |
| Hua Yu Investment Management Limited 華禹投資管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2017-05-11 |
| Hua Yu Investment Management Limited 華禹投資管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2017-05-11 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Lap Kwan Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.