Derek Ho Luen Lee
李皓倫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derek Ho Luen Lee (李皓倫), a licensed former licensee with CE reference AES116. This person has 2.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Harmony Wealth Management Limited 匯晉資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-11-08 | 2024-05-28 |
| Harmony Wealth Management Limited 匯晉資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-11-08 | 2024-05-28 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-16 | 2015-05-28 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-16 | 2015-05-28 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 - Asset management | 2013-05-16 | 2015-05-28 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2013-02-08 | 2015-05-28 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-01-04 | 2010-01-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Derek Ho Luen Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.