Kwong San Au
區廣新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong San Au (區廣新), a licensed former licensee with CE reference AFG798. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-18 | 2026-02-28 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-04-23 | 2011-08-19 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2005-04-23 | 2011-08-19 |