Kwok On Woo
胡國安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok On Woo (胡國安), a licensed Responsible Officer with CE reference AEM544. Currently licensed at 1 firm(s): TIAG Securities Trading Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 22.1 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TIAG Securities Trading Limited | RO | Type 1 - Dealing in securities | 2024-06-05 | present |
| TIAG Securities Trading Limited | Rep | Type 1 - Dealing in securities | 2024-05-06 | 2024-06-05 |
| Merit Asset Management Limited 邁睿資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2023-09-07 | 2024-04-12 |
| Merit Asset Management Limited 邁睿資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-09-07 | 2024-04-12 |
| Merit Asset Management Limited 邁睿資產管理有限公司 |
RO | Type 9 - Asset management | 2023-09-07 | 2024-04-12 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 4 - Advising on securities | 2020-03-20 | 2022-12-13 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 9 - Asset management | 2020-03-20 | 2022-12-13 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-21 | 2022-12-13 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-01-21 | 2019-09-05 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-24 | 2019-01-21 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-12-24 | 2019-01-21 |
| Business Securities Limited 東信證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-03-23 | 2018-08-31 |
| Business Futures Limited 東信期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-03-23 | 2018-08-31 |
| Business Securities Limited 東信證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-22 | 2018-03-23 |
| Business Futures Limited 東信期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-11-22 | 2018-03-23 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-04 | 2017-11-08 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-12-04 | 2017-11-08 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-11-21 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-11-21 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-20 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-11-20 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-20 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-20 |
| Kaiser Securities Limited 嘉信証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok On Woo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.