Siu Yuen Chan
陳小元
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Yuen Chan (陳小元), a licensed former licensee with CE reference AEC203. This person has 23.0 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stockwell Securities Limited 常滙證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-01 | 2026-03-30 |
| Stockwell Securities Limited 常滙證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-07-01 | 2026-03-30 |
| Stockwell Commodities Limited 常匯商品期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-03-07 | 2022-06-30 |
| Stockwell Securities Limited 常滙證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2022-06-30 |
| Stockwell Securities Limited 常滙證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-12 |
| Stockwell Securities Limited 常滙證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-12 |
| Stockwell Securities Limited 常滙證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-07 |
| Stockwell Securities Limited 常滙證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Yuen Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.