Vincent James Warner
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent James Warner, a licensed former licensee with CE reference ADW053. This person has 12.7 years of SFC licence history. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chepstow Capital Advisors Limited | RO | Type 4 - Advising on securities | 2009-10-20 | 2018-04-27 |
| Chepstow Capital Advisors Limited | RO | Type 9 - Asset management | 2009-10-20 | 2018-04-27 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2007-05-23 |
| HPEF Venture Partners Limited 匯睿創業有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2007-05-23 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-12 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2007-05-23 |
| HPEF Venture Partners Limited 匯睿創業有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2007-05-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vincent James Warner during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.