James Herbert Stewart
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Herbert Stewart ( ), a licensed former licensee with CE reference AGU583. This person has 14.5 years of SFC licence history. Total licence records on file: 6.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HPEF Venture Partners Limited 匯睿創業有限公司 |
RO | Type 4 - Advising on securities | 2015-12-07 | 2017-09-22 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
RO | Type 4 - Advising on securities | 2010-12-17 | 2017-09-22 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
RO | Type 9 - Asset management | 2010-12-17 | 2015-12-31 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2010-12-17 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-15 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2010-12-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Herbert Stewart during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.