Glory Sim
沈暉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Glory Sim (沈暉), a licensed former licensee with CE reference AEM720. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HPEF Capital Partners Limited 匯睿資本有限公司 |
RO | Type 4 — Advising on securities | 2017-09-19 | 2019-06-01 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 4 — Advising on securities | 2004-09-20 | 2017-09-19 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-13 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-15 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 9 — Asset management | present | 2015-12-31 |