Amy Wai Kwan Kwok
郭慧坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Amy Wai Kwan Kwok (郭慧坤), a licensed former licensee with CE reference AFS471. This person has 14.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 4 - Advising on securities | 2004-09-20 | 2017-06-16 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-13 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-13 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2015-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Amy Wai Kwan Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.