Amy Wai Kwan Kwok
郭慧坤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Amy Wai Kwan Kwok (郭慧坤), a licensed former licensee with CE reference AFS471. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 4 — Advising on securities | 2004-09-20 | 2017-06-16 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-13 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-13 |
| HPEF Capital Partners Limited 匯睿資本有限公司 |
Rep | Type 9 — Asset management | present | 2015-12-31 |