Martin Kwok Kit Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Martin Kwok Kit Lau (劉國傑), a licensed Responsible Officer with CE reference ADR107. Currently licensed at 1 firm(s): First Sentier Investors (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.4 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Sentier Investors (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2006-06-05 | present |
| First Sentier Investors (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2004-05-05 | present |
| First Sentier Investors (Hong Kong) Limited | RO | Type 9 - Asset management | 2004-05-05 | present |
| First State (Hong Kong) LLC | RO | Type 4 - Advising on securities | 2004-05-05 | 2007-07-05 |
| First State (Hong Kong) LLC | RO | Type 9 - Asset management | 2004-05-05 | 2008-04-01 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | 2004-04-30 | 2006-08-28 |
| First State (Hong Kong) LLC | Rep | Type 5 - Advising on futures contracts | 2004-04-30 | 2006-08-28 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-05 |
| First State (Hong Kong) LLC | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-05 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-05 |
| First State (Hong Kong) LLC | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-05 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-05-05 |
| First State (Hong Kong) LLC | Rep | Type 9 - Asset management | Pre-2003 | 2004-05-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Martin Kwok Kit Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.