Doris Yuk Ying Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Doris Yuk Ying Wong (黃玉瑩), a licensed Responsible Officer with CE reference ADA301. Currently licensed at 1 firm(s): Amasse Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.8 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Amasse Asset Management Limited 寶積資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-05-21 | present |
| Amasse Asset Management Limited 寶積資產管理有限公司 |
RO | Type 9 - Asset management | 2020-05-21 | present |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 4 - Advising on securities | 2014-09-02 | 2015-10-31 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 9 - Asset management | 2014-09-02 | 2015-10-31 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2013-12-20 | 2014-09-02 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 9 - Asset management | 2013-12-20 | 2014-09-02 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2010-02-19 | 2013-10-09 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2010-02-19 | 2013-10-09 |
| Standard Life Investments (Asia) Limited | RO | Type 9 - Asset management | 2009-05-13 | 2010-02-13 |
| Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 |
RO | Type 9 - Asset management | 2009-05-13 | 2010-02-13 |
| Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2009-04-09 | 2010-02-13 |
| Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-14 | 2009-04-09 |
| Standard Life Investments (Asia) Limited | Rep | Type 9 - Asset management | 2007-09-14 | 2009-05-13 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2003-10-16 | 2004-12-13 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2003-10-16 | 2004-12-13 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2003-08-08 | 2003-10-16 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2003-08-08 | 2003-10-16 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-07-19 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-19 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-07-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Doris Yuk Ying Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.