James Virgil Cooper Junior
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Virgil Cooper Junior ( ), a licensed former licensee with CE reference AFD133. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aegon Asset Management (Asia) Limited 全球人壽資產管理（亞洲）有限公司 |
RO | Type 1 — Dealing in securities | 2012-04-30 | 2013-12-15 |
| Aegon Asset Management (Asia) Limited 全球人壽資產管理（亞洲）有限公司 |
RO | Type 4 — Advising on securities | 2012-04-30 | 2013-12-15 |
| Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2006-11-27 | 2010-12-13 |
| Standard Life Investments (Asia) Limited | RO | Type 9 — Asset management | 2006-11-27 | 2010-12-13 |
| Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 |
RO | Type 9 — Asset management | 2006-11-27 | 2010-12-13 |
| Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-22 | 2006-11-27 |
| Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2005-07-22 | 2006-11-27 |
| Standard Life Investments (Asia) Limited | Rep | Type 9 — Asset management | present | 2006-11-27 |