Liqing Dong
董黎清
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liqing Dong (董黎清), a licensed Responsible Officer with CE reference AUJ100. Currently licensed at 1 firm(s): China Universal Asset Management (Hong Kong) Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-02-28 | present |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2017-02-28 | present |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2015-08-19 | present |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-02-19 | 2017-02-28 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-02-19 | 2017-02-28 |