James Alexander Soutar
蘇德城
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Alexander Soutar (蘇德城), a licensed former licensee with CE reference ACS345. This person has 22.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PACAT Capital Management Limited | RO | Type 9 - Asset management | 2010-07-12 | 2026-04-16 |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 9 - Asset management | 2009-11-20 | 2010-07-09 |
| FrontPoint Management (Hong Kong), Ltd. | RO | Type 9 - Asset management | 2004-11-12 | 2009-11-10 |
| Sofaer Global Research (HK) Limited | RO | Type 9 - Asset management | Pre-2003 | 2004-07-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Alexander Soutar during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.