Andrew John O
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew John O ( ), a licensed former licensee with CE reference AGM798. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-28 | 2022-01-17 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2013-01-28 | 2022-01-17 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-01-28 | 2022-01-17 |
| Horizon Asset International (HK) Limited | Rep | Type 9 — Asset management | 2011-09-01 | 2012-11-30 |
| FrontPoint Management (Hong Kong), Ltd. | RO | Type 9 — Asset management | 2009-12-14 | 2011-06-30 |
| FrontPoint Management (Hong Kong), Ltd. | Rep | Type 9 — Asset management | 2008-06-10 | 2009-12-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2008-06-06 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2004-10-13 |