Doge Woon Kuen Yiu
姚煥娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Doge Woon Kuen Yiu (姚煥娟), a licensed former licensee with CE reference ACN829. This person has 14.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-07 | 2018-03-05 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-04-07 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-09 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-09 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-21 |
| FE Securities Limited 廣利證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Doge Woon Kuen Yiu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.