Wai Man Chan
陳偉文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man Chan (陳偉文), a licensed former licensee with CE reference ACL111. This person has 16.7 years of SFC licence history. Total licence records on file: 27.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VERCAP Financial Services Limited 和昇金融服務有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-04-21 | 2021-02-11 |
| VERCAP Financial Services Limited 和昇金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-04-14 | 2020-04-21 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-03-07 | 2020-03-24 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2018-03-07 | 2020-03-24 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 1 - Dealing in securities | 2016-04-19 | 2020-03-24 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 4 - Advising on securities | 2016-04-19 | 2020-03-24 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-19 | 2016-04-19 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-08-19 | 2018-03-07 |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-05-06 | 2015-07-20 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-15 | 2015-04-25 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-03-15 | 2015-04-25 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-23 | 2013-03-08 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-12-23 | 2013-03-08 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-30 | 2011-12-17 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-08-30 | 2011-12-17 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-01-04 | 2010-08-19 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-27 | 2010-08-19 |
| Hou Tak Securities Limited 厚德證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-19 | 2009-11-16 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-27 | 2009-10-17 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-07-27 | 2009-10-17 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-06 | 2009-05-22 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-03-06 | 2009-05-22 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-21 | 2009-03-02 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-01-21 | 2009-03-02 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-10-22 | 2008-12-16 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-10 | 2008-12-16 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-11-05 | 2006-07-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Man Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.