Dick Tor Fuk Ma
馬多福
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dick Tor Fuk Ma (馬多福), a licensed former licensee with CE reference AAH269. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-08-27 | 2022-02-15 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-30 | 2022-02-15 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 1 — Dealing in securities | 2012-04-16 | 2014-08-01 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-08 | 2012-04-16 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-25 | 2011-10-29 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-25 | 2011-10-29 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-08-24 | 2011-02-23 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-11-14 | 2011-02-23 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
RO | Type 1 — Dealing in securities | 2007-02-09 | 2008-07-22 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-28 | 2007-02-09 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-08-19 | 2006-06-16 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-08 | 2005-09-06 |
| Kingston Securities Limited 金利豐證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-04-22 |
| Kingston Securities Limited 金利豐證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-07-04 |