Dick Tor Fuk Ma
馬多福
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dick Tor Fuk Ma (馬多福), a licensed former licensee with CE reference AAH269. This person has 15.7 years of SFC licence history. Total licence records on file: 14.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-08-27 | 2022-02-15 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-30 | 2022-02-15 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 1 - Dealing in securities | 2012-04-16 | 2014-08-01 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-08 | 2012-04-16 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-25 | 2011-10-29 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-25 | 2011-10-29 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-08-24 | 2011-02-23 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2008-11-14 | 2011-02-23 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
RO | Type 1 - Dealing in securities | 2007-02-09 | 2008-07-22 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-06-28 | 2007-02-09 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-08-19 | 2006-06-16 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2005-06-08 | 2005-09-06 |
| Kingston Securities Limited 金利豐證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2005-04-22 |
| Kingston Securities Limited 金利豐證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dick Tor Fuk Ma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.