Stephen Chi Shing Kwan
關志誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Chi Shing Kwan (關志誠), a licensed former licensee with CE reference ACH541. This person has 4.8 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Funderstone Asset Management (HK) Limited | RO | Type 4 - Advising on securities | 2007-05-18 | 2007-12-31 |
| Funderstone Asset Management (HK) Limited | RO | Type 5 - Advising on futures contracts | 2007-05-18 | 2007-12-31 |
| Funderstone Asset Management (HK) Limited | RO | Type 9 - Asset management | 2007-05-18 | 2007-12-31 |
| Funderstone Securities Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2007-12-31 |
| Funderstone Futures Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2007-12-31 |
| Funderstone Securities Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-20 |
| Funderstone Futures Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-01-20 |
| Funderstone Securities Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2007-12-31 |
| Funderstone Futures Limited | Rep | Type 9 - Asset management | Pre-2003 | 2007-12-31 |
| Funderstone Securities Limited | Rep | Type 9 - Asset management | Pre-2003 | 2007-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Chi Shing Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.