Sandra Yuen Man Lee
李婉雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sandra Yuen Man Lee (李婉雯), a licensed former licensee with CE reference ABV188. This person has 9.1 years of SFC licence history. Total licence records on file: 26.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-06-21 | 2012-08-02 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2011-07-15 | 2012-08-02 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 4 - Advising on securities | 2011-07-15 | 2012-08-02 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 9 - Asset management | 2011-07-15 | 2012-08-02 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-15 | 2011-07-15 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-15 | 2011-07-15 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 - Asset management | 2010-11-15 | 2011-07-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 9 - Asset management | 2010-05-03 | 2010-09-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2010-03-26 | 2010-09-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-08 | 2010-03-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 - Asset management | 2009-05-08 | 2010-05-03 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2006-01-16 | 2009-04-24 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-14 | 2006-01-16 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2004-05-11 | 2005-11-30 |
| Halbis Capital Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2004-05-11 | 2004-08-30 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-05-11 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-05-11 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-07 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-07 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-07 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-07 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-05-07 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2005-11-30 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2005-11-30 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | Pre-2003 | 2005-11-30 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 9 - Asset management | Pre-2003 | 2005-11-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sandra Yuen Man Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.