Elizabeth Ka Yee Kan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elizabeth Ka Yee Kan (簡家宜), a licensed Responsible Officer with CE reference ABP976. Currently licensed at 3 firm(s): China Merchants China Investment Management Limited, FE Securities Limited, First Eastern Investments Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.6 years of SFC licence history. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants China Investment Management Limited 招商局中國投資管理有限公司 |
RO | Type 9 - Asset management | 2018-03-12 | present |
| FE Securities Limited 廣利證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| FE Securities Limited 廣利證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | present |
| First Eastern Investments Limited 第一東方投資有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | present |
| Evolution Asia Investments Limited | RO | Type 4 - Advising on securities | 2009-10-06 | 2019-08-30 |
| FE Securities Limited 廣利證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-04-15 |
| First Eastern Investments Limited 第一東方投資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-31 |
| FE Securities Limited 廣利證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-21 |
| First Eastern Investments Limited 第一東方投資有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2018-03-12 |
| FE Securities Limited 廣利證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-01-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Elizabeth Ka Yee Kan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.