Yiu Sun Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Sun Lee (李耀新), a licensed Representative with CE reference AAJ472. Currently licensed at 3 firm(s): Asia Pacific Securities Limited, Asia Pacific Financial Capital Limited, Asia Pacific Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 23.4 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-16 | present |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-12-16 | present |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-16 | present |
| Asia Pacific Financial Capital Limited 亞太金融融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-12-16 | present |
| Asia Pacific Asset Management Limited 亞太資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-12-16 | present |
| Asia Pacific Securities Limited 亞太證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-02-03 | 2015-12-16 |
| Asia Pacific Asset Management Limited 亞太資產管理有限公司 |
RO | Type 9 - Asset management | 2010-05-20 | 2015-12-16 |
| GT Asset Management Limited 國際金融社資產管理有限公司 |
RO | Type 4 - Advising on securities | 2006-12-07 | 2008-07-11 |
| GT Asset Management Limited 國際金融社資產管理有限公司 |
RO | Type 9 - Asset management | 2006-12-07 | 2008-07-11 |
| Wanthorpe Asset Management Limited 第一宏豐資產管理有限公司 |
RO | Type 9 - Asset management | 2005-11-30 | 2008-07-11 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2015-12-16 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2010-03-31 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2015-12-16 |
| First China Technology Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2003-07-30 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2010-03-31 |
| Asia Pacific Financial Capital Limited 亞太金融融資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2015-12-16 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-29 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiu Sun Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.