Richard Yingneng Yin
尹應能
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Yingneng Yin (尹應能), a licensed former licensee with CE reference AEF534. Total licence records on file: 34.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| QH Capital Limited 前海特華資本有限公司 |
RO | Type 4 — Advising on securities | 2009-07-22 | 2014-04-16 |
| QH Capital Limited 前海特華資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-07-22 | 2014-04-16 |
| GT Asset Management Limited 國際金融社資產管理有限公司 |
RO | Type 4 — Advising on securities | 2006-11-21 | 2012-12-14 |
| GT Asset Management Limited 國際金融社資產管理有限公司 |
RO | Type 9 — Asset management | 2006-10-27 | 2012-12-14 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-05-20 | 2008-07-11 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-05-20 | 2008-09-30 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
RO | Type 4 — Advising on securities | 2005-05-20 | 2008-07-11 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-05-20 | 2008-09-30 |
| Asia Pacific Financial Capital Limited 亞太金融融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-05-20 | 2008-07-11 |
| Wanthorpe Asset Management Limited 第一宏豐資產管理有限公司 |
RO | Type 9 — Asset management | 2005-03-02 | 2015-01-15 |
| Kingsway ATG Asia Limited |
RO | Type 1 — Dealing in securities | present | 2003-10-06 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-06-06 |
| Kingsway SW Fund Management Limited 滙富基金管理有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-06-06 |
| Sunwah Kingsway Futures Limited 新華滙富期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2003-06-06 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 4 — Advising on securities | present | 2003-06-06 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 4 — Advising on securities | present | 2003-06-06 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 4 — Advising on securities | present | 2003-06-06 |
| Kingsway SW Fund Management Limited 滙富基金管理有限公司 |
RO | Type 4 — Advising on securities | present | 2003-06-06 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
RO | Type 4 — Advising on securities | present | 2003-06-06 |
| Kingsway-HIA Investment Products Limited |
RO | Type 4 — Advising on securities | present | 2003-06-06 |
| Sunwah Kingsway Futures Limited 新華滙富期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-06-06 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-06 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-06 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-06 |
| Kingsway SW Fund Management Limited 滙富基金管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-06 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-06 |
| Kingsway ATG Asia Limited |
RO | Type 7 — Providing automated trading services | present | 2003-06-06 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-06-06 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 9 — Asset management | present | 2003-06-06 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 9 — Asset management | present | 2003-06-06 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 9 — Asset management | present | 2003-06-06 |
| Kingsway SW Fund Management Limited 滙富基金管理有限公司 |
RO | Type 9 — Asset management | present | 2003-06-06 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
RO | Type 9 — Asset management | present | 2003-06-06 |
| Sunwah Kingsway Futures Limited 新華滙富期貨有限公司 |
RO | Type 9 — Asset management | present | 2003-06-06 |