Tack Yan Kwok
郭德恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tack Yan Kwok (郭德恩), a licensed Representative with CE reference AAI367. Currently licensed at 1 firm(s): Caitong International Securities Co., Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-01 | present |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-20 | 2022-10-14 |
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-02-18 | 2022-01-07 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2019-01-31 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-11-30 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-11-30 |
| Roofer Securities Limited 路華證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-11-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tack Yan Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.