Kwok Sun Lo
盧國新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Sun Lo (盧國新), a licensed Representative with CE reference AAH338. Currently licensed at 1 firm(s): Cinda International Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.3 years of SFC licence history. Total licence records on file: 7.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-05 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-07 | 2022-07-29 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2013-01-01 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-06 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-06 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-03 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Sun Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.