Chun Wai Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Wai Lee (李俊葦), a licensed Responsible Officer with CE reference ASI371. Currently licensed at 2 firm(s): Cinda International Futures Limited, Cinda International Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 17.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Futures Limited 信達國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-07-21 | present |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-29 | present |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-12-29 | 2016-07-21 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-09-20 | 2011-12-16 |
| Altruist Financial Group Limited 進邦匯理有限公司 |
Rep | Type 4 - Advising on securities | 2009-02-13 | 2010-06-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Wai Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.