Tsz Tim Ip
葉子添
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Tim Ip (葉子添), a licensed former licensee with CE reference ACB576. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-08 | 2017-09-30 |
| LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-07-08 | 2017-09-30 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-26 | 2016-02-23 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-26 | 2016-02-23 |
| Yu On Securities Company Limited 裕安證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-11-08 | 2013-01-09 |
| Yu On Securities Company Limited 裕安證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-01-17 | 2013-01-09 |
| Yu On Commodities Company Limited 裕安商品有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-07-28 | 2008-03-31 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2012-11-08 |
| Yu On Commodities Company Limited 裕安商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-07-28 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-06 |
| Yu On Commodities Company Limited 裕安商品有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-10-10 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-06 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-03 |
| Yu On Commodities Company Limited 裕安商品有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-10 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-06 |