Wing Lok Lam
林永樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Lok Lam (林永樂), a licensed Representative with CE reference ADT690. Currently licensed at 1 firm(s): BOCI Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-29 | present |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-04-24 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-06 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-06 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-03 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-06 |