Ping Yee Ng
伍秉彝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping Yee Ng (伍秉彝), CE reference ACU695. Currently licensed at 1 firm(s): Cinda International Securities Limited. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-09 | present |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-01-09 | 2025-06-06 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-02-04 | 2013-01-01 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2013-01-01 |
| Yu On Commodities Company Limited 裕安商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2008-03-31 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-06 |
| Yu On Commodities Company Limited 裕安商品有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-10-10 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-06 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-03 |
| Yu On Commodities Company Limited 裕安商品有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-10 |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-06 |