Joseph Chung Ping Tang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Chung Ping Tang (鄧頌平), a licensed Responsible Officer with CE reference AAD449. Currently licensed at 1 firm(s): Po Kay Securities & Shares Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 23.6 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | present |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | present |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | present |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2004-11-01 |
| Po Kay Securities & Shares Company Limited 步基證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2005-06-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joseph Chung Ping Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.