Kwan Lung Yu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Lung Yu (余君龍), a licensed Responsible Officer with CE reference AAC706. Currently licensed at 2 firm(s): SFGHK Limited, SFG Fund Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.1 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SFGHK Limited | RO | Type 1 - Dealing in securities | 2022-04-06 | present |
| SFGHK Limited | RO | Type 4 - Advising on securities | 2022-04-06 | present |
| SFG Fund Limited | RO | Type 9 - Asset management | 2022-04-06 | present |
| Grit Securities Limited 啟恒證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-10-29 | 2022-03-31 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-11-10 | 2021-10-20 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
RO | Type 9 - Asset management | 2020-11-10 | 2021-10-20 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-08-11 | 2020-11-10 |
| Hong Kong Securities Limited 香港證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-01-16 | 2020-08-05 |
| Hong Kong Securities Limited 香港證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-09-10 | 2019-11-15 |
| RaffAello Securities (HK) Limited | RO | Type 4 - Advising on securities | 2014-03-28 | 2018-08-16 |
| RaffAello Securities (HK) Limited | RO | Type 1 - Dealing in securities | 2012-06-18 | 2018-08-16 |
| RaffAello Securities (HK) Limited | Rep | Type 1 - Dealing in securities | 2012-05-23 | 2012-06-18 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2012-05-14 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2012-05-14 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-21 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2004-10-21 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-10-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwan Lung Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.