Kam Yau Chan
陳金友
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Yau Chan (陳金友), a licensed Responsible Officer with CE reference AAA506. Currently licensed at 1 firm(s): Precision Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 22.2 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Precision Securities Limited 麗盛證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-15 | present |
| Precision Securities Limited 麗盛證券有限公司 |
RO | Type 4 - Advising on securities | 2019-01-15 | present |
| Promising Securities Company Limited 昌盛證券有限公司 |
RO | Type 1 - Dealing in securities | 2004-12-09 | 2017-10-27 |
| Promising Securities Company Limited 昌盛證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-09-02 | 2004-12-09 |
| Promising Securities Company Limited 昌盛證券有限公司 |
RO | Type 1 - Dealing in securities | 2004-01-02 | 2004-09-02 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-01-02 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-04 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-04 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Yau Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.