Ching Sheng Chen
陳卿勝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Sheng Chen (陳卿勝), a licensed former licensee with CE reference AAY622. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Promising Securities Company Limited 昌盛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-13 | 2025-10-31 |
| Promising Securities Company Limited 昌盛證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-01-02 | 2004-07-02 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 1 — Dealing in securities | present | 2004-01-02 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-04 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-04 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 9 — Asset management | present | 2003-08-04 |