Kim Po Lee
李劍波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Po Lee (李劍波), a licensed former licensee with CE reference AAB794. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jimei Securities Limited 集美證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-12 | 2009-03-09 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-30 | 2009-01-05 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-13 | 2007-05-03 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-03 | 2006-04-30 |
| Promising Securities Company Limited 昌盛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-02 | 2004-12-29 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 1 — Dealing in securities | present | 2004-01-02 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-04 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-04 |
| Promising Securities Company 昌盛證券公司 |
Rep | Type 9 — Asset management | present | 2003-08-04 |